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Examples
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To kill the shareholder proposals, Goldman used the route favored by many other large companies—the so-called no-action letter.
Post-Crisis, Goldman Shareholders Press Proxy Proposals Liz Moyer 2011
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In addition to the exemptions that essentially allow firms to violate securities laws, companies can also request "no-action" letters in which the SEC assures them that they will not be targeted with enforcement actions as long as the companies' description of their situation is factual.
SEC Routinely Exempts Companies From Rules Without Adequate Follow-up: Inspector General The Huffington Post News Editors 2011
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Such no-action letters are common this time of year, as companies prepare to answer to shareholders at their annual meetings.
Post-Crisis, Goldman Shareholders Press Proxy Proposals Liz Moyer 2011
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Morgan Stanley got a no-action letter on the same proposal this year.
Post-Crisis, Goldman Shareholders Press Proxy Proposals Liz Moyer 2011
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It asked the SEC not to threaten enforcement action—frequently a request in no-action letters—but rather to accept its reasons for not including various proposals in its proxy.
Post-Crisis, Goldman Shareholders Press Proxy Proposals Liz Moyer 2011
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The New York firm has held preliminary talks with the Securities and Exchange Commission about a potential "no-action letter" that would essentially guide SecondMarket on how to operate.
Guidance Is Sought on Private Trading of Closely Held Companies Jean Eaglesham 2011
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Two other proposals appear in the proxy but there aren't any SEC filings seeking no-action letters on them.
Post-Crisis, Goldman Shareholders Press Proxy Proposals Liz Moyer 2011
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The SEC has agreed to "provide a no-action letter for Ford Credit and other registered ABS issuers," the spokeswoman wrote.
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None of the studies – either those cited by the administration or those singled out by critics – attempt to gauge a "no-action" scenario that many scientists say will have significant economic costs as well.
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One last thought: Gil is waiting for Google to go Buddhist and offer PPN: Pay per no-action.
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